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2017

CHAPTER 1: Regulating Securities and Markets @ Page 3 - 51 CHAPTER 2: Administration of the Securities and Financial Services Law @ Page 52 - 109 CHAPTER 3: Defining Financial Products @ Page 110 - 153 CHAPTER 4: Regulation of Securities Offerings @ Page 156 - 193 CHAPTER 5: Conducting a Regulated Securities Offer @ Page 194 - 229 CHAPTER 6: Offering Managed Investments, Derivatives and Other Financial Products @ Page 230 - 270 CHAPTER 7: Continuous Disclosure @ Page 272 - 287 CHAPTER 8: Liability for Defective Disclosure @ Page 288 - 341 CHAPTER 9: Investor Claims for Defective Disclosure @ Page 343 - 379 CHAPTER 10: Market Infrustracture Providers @ Page 382 - 411 CHAPTER 11: Overview of Regulation of the Securities Markets and the Regulation of Market Participants @ Page 443 - 473 CHAPTER 12: Enforceability of the Asx Listing Rules @ Page 475 - 509 CHAPTER 13: Australian Financial Services Licensing @ Page 512 - 571 CHAPTER 14: Financial Services Licensees and Their Clients @ Page 573 - 649 CHAPTER 15: Consumer Protection @ Page 650 - 663 CHAPTER 16: Market Misconduct, Prohibited Conduct and Short Selling @ Page 666 - 703 CHAPTER 17: Insider Trading @ Page 704 - 762

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